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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-18 |
Branch Locations
455 Winding Brook Dr., Glastonbury, CT 06033 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Glastonbury | CT | 06/2014 | 11/2017 |
| Lpl Financial Llc | Glastonbury | CT | 11/2017 | Present |
| Gateway Wealth Partners, Llc | Glastonbury | CT | 02/2026 | Present |
1. 11/29/2017 - GATEWAY FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2014 - 160 Hours Per Month. 2. 11/14/2019 - ASH BROKERAGE, ONE RESOURCE GROUP, DALY CONSULTING - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/04/2017 - 8 Hours Per Month/4 Hours During Securities Trading - WHOLE LIFE, LTC, DISABILITY, FIXED ANNUITIES. 3. 11/29/2017 - LPL Financial LLC - Investment Related - At Reported Business Location(s) - At Reported Business Location(s) - Registered Representative of a Broker Dealer - Broker Dealer - Start Date 2017 - 160 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-02 |
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