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Current Employers
Ajf Capital Management, Inc.

211 East 43Rd St. Suite 2004, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-10
NJ RA APPROVED 2018-10-04
  • NY RA
    APPROVED
    Since 2021-07-10
  • NJ RA
    APPROVED
    Since 2018-10-04

Branch Locations

211 East 43Rd St. Suite 2004, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cbre, Inc. Melville NY 09/2016 04/2017
Cutlass Industrial, Inc Malverne NY 05/2016 02/2018
Ajf Capital Management, Inc. New York NY 02/2018 Present
American Portfolios Financial Services, Inc New York NY 06/2018 10/2024
Osaic Wealth, Inc. New York NY 10/2024 11/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
  • 09/2016 → 04/2017
    Cbre, Inc.
    Melville, NY
  • 05/2016 → 02/2018
    Cutlass Industrial, Inc
    Malverne, NY
  • 02/2018 → Present
    New York, NY
  • 06/2018 → 10/2024
    American Portfolios Financial Services, Inc
    New York, NY
  • 10/2024 → 11/2024
    Osaic Wealth, Inc.
    New York, NY
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2018-09-24 → 2018-10-03
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1. AJF CAPITAL MANAGEMENT, INC., 211 East 43rd Street, New York NY 10017, United States, 11/2024, Investment Advisor Representative, DBA Name, NIR, 150 HR/MO – 150 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-13
  • S66 Uniform Combined State Law Examination
    2018-09-13
Other Names
  • John Romano

View on SEC IAPD

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