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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-22
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-02
NJ RA APPROVED 2015-10-22
  • CA RA
    APPROVED
    Since 2023-11-22
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NJ RA
    APPROVED
    Since 2015-10-22

Branch Locations

15 Independence Boulevard 1St Floor, Warren, NJ 07059 • United States

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 09/2015 Present
Morgan Stanley Private Bank, National Association New York NY 09/2015 Present
  • 09/2015 → Present
    New York, NY
  • 09/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*619965- Sessions Payroll management Inc.; Investment related: No; Burbank, California; Entertainment; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 0; After business hours: 24; Labor/Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-20
  • S66 Uniform Combined State Law Examination
    2015-10-20
Other Names
  • Charles Dennis

View on SEC IAPD

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