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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-28
GA RA APPROVED 2024-04-04
  • TX RA
    APPROVED
    Since 2025-02-28
  • GA RA
    APPROVED
    Since 2024-04-04

Branch Locations

320 N Broad St Box 1177, Thomasville, GA 31792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2014 05/2018
Northwestern Mutual Investment Services Llc Tallahassee FL 12/2014 05/2022
Benjamin Gantt Tallahassee FL 05/2018 05/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2021 05/2022
Thomasville National Bank Thomasville GA 06/2022 Present
Ameriprise Financial Services, Llc Thomasville GA 06/2022 Present
  • 09/2014 → 05/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2014 → 05/2022
    Northwestern Mutual Investment Services Llc
    Tallahassee, FL
  • 05/2018 → 05/2022
    Benjamin Gantt
    Tallahassee, FL
  • 08/2021 → 05/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2022 → Present
    Thomasville National Bank
    Thomasville, GA
  • 06/2022 → Present
    Thomasville, GA
Other Businesses

Outside Employment; Thomasville National Bank; Financial Advisor - Client meetings, client service, Ameriprise Portfolio; ; 301 N Broad St, , Thomasville, GA, 31792; Investment-Related; 06/06/2022; 60 hours per month; 60 during trading hours. Other Business Activities; Rob Rosenbury; Carving and painting wooden duck decoys and various birds. These carvings are for my personal enjoyment and for sale privately or in an art show/sale setting.; 113 Belmont Dr, , Thomasville, GA, 31792; Not Investment-Related; 11/16/2024; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
S63 Uniform Securities Agent State Law Examination 2015-07-18
  • S66 Uniform Combined State Law Examination
    2024-03-29
  • S63 Uniform Securities Agent State Law Examination
    2015-07-18
Other Names
  • Robert Rosenbury
  • Rob Rosenbury
  • Robert Therl Rosenbury
  • Robert T Rosenbury
  • Rob Therl Rosenbury
  • Rob T Rosenbury

View on SEC IAPD

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