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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Pasadena | CA | 09/2017 | 12/2018 |
| Jp Morgan Securities Llc | Pasadena | CA | 09/2017 | 12/2018 |
| Unemployed | Los Angeles | CA | 07/2017 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 04/2016 | 06/2017 |
| Bank Of America | Los Angeles | CA | 04/2016 | 06/2017 |
| Morgan Stanley | Pasadena | CA | 01/2018 | 07/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2019 | 07/2019 |
| East West Bank | Pasadena | CA | 10/2019 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 10/2019 | Present |
| Cetera Investment Advisers Llc | Pasadena | CA | 10/2019 | Present |
1. EAST WEST BANK, RELATIONSHIP BANKER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-02 |
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