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Nathan Hale Pfeiffer

T. Rowe Price Associates, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-04-23
  • CO RA
    APPROVED
    Since 2020-04-23

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Colorado Springs CO 06/2014 10/2016
Oppenheimerfunds Denver CO 11/2016 05/2019
T Rowe Price Colorado Springs CO 06/2019 Present
  • 06/2014 → 10/2016
    T. Rowe Price
    Colorado Springs, CO
  • 11/2016 → 05/2019
    Oppenheimerfunds
    Denver, CO
  • 06/2019 → Present
    T Rowe Price
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-30
  • S66 Uniform Combined State Law Examination
    2015-06-30
Designations
Other Names
  • Nathan H Pfeiffer
  • Nathan Pfeiffer

View on SEC IAPD

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Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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