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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston City Properties | Boston | MA | 07/2019 | 12/2019 |
| Boston Local Company | Lynnfield | MA | 08/2019 | 11/2019 |
| Amazon | Houston | TX | 08/2017 | 08/2017 |
| Valic Financial Advisors, Inc. | Nashua | NH | 12/2019 | 03/2025 |
| J.P Morgan Securities Llc | Rowley | MA | 03/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Rowley | MA | 03/2025 | Present |
| Corebridge Financial /Aig | Nashua | NH | 12/2019 | 03/2025 |
| Connecticut College | New London | CT | 09/2015 | 05/2019 |
| Unemployed | Salem | MA | 06/2019 | 06/2019 |
| North East Trading Llc | Salem | MA | 06/2026 | Present |
Entity Name: NORTH EAST TRADING LLC Investment related: No Address: Private Residence Nature of the other business: Resale Position/Title/Relationship: Owner/Partner Start Date: 06/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Resale of used and second hand goods
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-20 |
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