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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-07 |
| LA | RA | APPROVED | 2015-06-25 |
Branch Locations
2439 Manhattan Blvd. #105, Harvey, LA 70058 • United States
3344 Metairie Road, Metairie, LA 70001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Harvey | LA | 09/2014 | Present |
| Stratos Wealth Partners, Ltd | Harvey | LA | 09/2014 | Present |
1. 6/4/2014 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 10/20/2014 - STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s)- DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 100%. 3. 12/9/2014 - STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 100%. 4. 8/10/2021 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Stall Investment Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/02/2014 - 240 Hours Per Month/6 Hours During Securities Trading - Office conducts business in financial services, such as wealth management, retirement planning and investment advice. 5. 8/10/2021 - Stall Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/02/2014 - 60 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-24 |
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