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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-17
CA RA APPROVED 2025-05-06
IL RA APPROVED 2025-05-06
NV RA APPROVED 2025-05-06
TX RA APPROVED 2025-05-06
NY RA APPROVED 2025-05-05
  • GA RA
    APPROVED
    Since 2025-07-17
  • CA RA
    APPROVED
    Since 2025-05-06
  • IL RA
    APPROVED
    Since 2025-05-06
  • NV RA
    APPROVED
    Since 2025-05-06
  • TX RA
    APPROVED
    Since 2025-05-06
  • NY RA
    APPROVED
    Since 2025-05-05

Branch Locations

399 Park Ave., 34Th Fl., New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase & Co. / Jpmorgan Securities, Llc. New York NY 09/2016 12/2024
Unemployed Santo Domingo 05/2016 09/2016
Capital Group / Capital Group Private Client Services, Inc. New York NY 03/2025 Present
  • 09/2016 → 12/2024
    Jpmorgan Chase & Co. / Jpmorgan Securities, Llc.
    New York, NY
  • 05/2016 → 09/2016
    Unemployed
    Santo Domingo
  • 03/2025 → Present
    Capital Group / Capital Group Private Client Services, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-05
S63 Uniform Securities Agent State Law Examination 2018-01-22
  • S65 Uniform Investment Adviser Law Examination
    2025-05-05
  • S63 Uniform Securities Agent State Law Examination
    2018-01-22

View on SEC IAPD

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