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Current Employers
Morgan Stanley Investment Management Inc.

1585 Broadway, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-09-12
  • NJ RA
    APPROVED
    Since 2016-09-12

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Investment Management Inc. New York NY 08/2016 Present
Morgan Stanley Distribution, Inc. New York NY 08/2016 Present
Previous Registrations
Other Businesses

I WOULD BE AN EMPLOYEE, IT IS NOT INVESTMENT RELATED. THE ADDRESS IS 488 E 60TH ST, NEW YORK, NY 10022. IT IS A TENNIS CLUB AND MY POSITION WOULD BE FREE LANCE TENNIS INSTRUCTOR. THE START DATE IS OCTOBER 1 AND HOURS ARE STRICTLY ON WEEKENDS WITH NO BUSINESS HOURS BEING OVERLAPPED. HOURS/WEEK ARE UNKNOWN AS I HAVE NO CLIENT BASE YET. I HAVE THE ABILITY TO ACCEPT AND REFUSE ANY HOURS OR LESSONS. THE JOB ENTAILS GIVING TENNIS LESSONS TO INDIVIDUALS AS WELL AS TEACHING INSTRUCTIONAL CAMPS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
S63 Uniform Securities Agent State Law Examination 2014-07-14
  • S66 Uniform Combined State Law Examination
    2015-12-14
  • S63 Uniform Securities Agent State Law Examination
    2014-07-14
Other Names
  • Thomas Matthew O'BRien
  • Thomas Matthew Obrien

View on SEC IAPD

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