Thomas Matthew O'BRien

Employer firm

Morgan Stanley Investment Management Inc. CRD 110353

$702B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Morgan Stanley Investment Management Inc.
  New York, NY
• 08/2016 → Present
  Morgan Stanley Distribution, Inc.
  New York, NY

Previous Registrations

• 2015-12-16 → 2016-08-23
  Neuberger Berman Bd Llc
  New York, NY

Other Businesses

I WOULD BE AN EMPLOYEE, IT IS NOT INVESTMENT RELATED. THE ADDRESS IS 488 E 60TH ST, NEW YORK, NY 10022. IT IS A TENNIS CLUB AND MY POSITION WOULD BE FREE LANCE TENNIS INSTRUCTOR. THE START DATE IS OCTOBER 1 AND HOURS ARE STRICTLY ON WEEKENDS WITH NO BUSINESS HOURS BEING OVERLAPPED. HOURS/WEEK ARE UNKNOWN AS I HAVE NO CLIENT BASE YET. I HAVE THE ABILITY TO ACCEPT AND REFUSE ANY HOURS OR LESSONS. THE JOB ENTAILS GIVING TENNIS LESSONS TO INDIVIDUALS AS WELL AS TEACHING INSTRUCTIONAL CAMPS.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-14
• S63 Uniform Securities Agent State Law Examination
  2014-07-14

Other Names

• Thomas Matthew O'BRien
• Thomas Matthew Obrien