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Stephanie P Munoz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2016-05-17
  • RI RA
    APPROVED
    Since 2016-05-17

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3400 Pawtucket Ave, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-16
S63 Uniform Securities Agent State Law Examination 2014-10-27
  • S66 Uniform Combined State Law Examination
    2016-05-16
  • S63 Uniform Securities Agent State Law Examination
    2014-10-27
Other Names
  • Stephanie Joseph
  • Stephanie Patricia Joseph

View on SEC IAPD

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