Alexander Philip Gorge

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
CT	RA	APPROVED	2019-06-19
NC	RA	APPROVED	2015-11-24
CA	RA	APPROVED	2015-06-18
TX	RA	APPROVED	2015-06-18

NY RA
APPROVED

Since 2021-04-19
CT RA
APPROVED

Since 2019-06-19
NC RA
APPROVED

Since 2015-11-24
CA RA
APPROVED

Since 2015-06-18
TX RA
APPROVED

Since 2015-06-18

Branch Locations

835 8Th Ave, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Raleigh	NC	02/2015	Present
Bank Of America, N.A.	Raleigh	NC	02/2015	Present

02/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC
02/2015 → Present

Bank Of America, N.A.

Raleigh, NC

Other Businesses

OBA Template I*1808270, Entity Type:Entity For Profit, Name of OBA:Stand Up Comedy Address:New York, NY 10003 Investment Related: NO Position, Title, Association: Other Employee Start Date:04/24/24 No Hours: 10 weekly No Hours during trading:0 Duties:Perform Stand Up Comedy for pay at clubs

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-16

S66 Uniform Combined State Law Examination

2015-06-16

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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