Jesse Dean Ruocco

Employer firm

Pathstone CRD 151736

$110B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 08/2017 → 03/2019
  Bettorhalf
  New Haven, CT
• 06/2016 → 08/2016
  Morgan Stanley
  New York, NY
• 05/2017 → 08/2017
  Unemployed
  Cheshire, CT
• 08/2013 → 05/2017
  Quinnipiac University
  Hamden, CT
• 03/2019 → 07/2019
  Unemployed
  Newton, MA
• 03/2022 → 12/2023
  Pathstone
  Boston, MA
• 01/2024 → Present
  Pathstone
  New York, NY

Previous Registrations

• 2019-11-04 → 2022-03-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  New York, NY

Other Businesses

Mr. Ruocco is a partner of Boston Equity Opportunities, a social investment club that conducts research and covers stocks, but spends 0 hours during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-11-01

Designations

• Chartered Financial Analyst

Other Names

• Jesse Ruocco