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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-05
  • TX RA
    APPROVED
    Since 2024-04-05

Branch Locations

11222 S Sam Houston Pkwy E, Houston, TX 77089 • United States

10997 Scarsdale Blvd., Houston, TX 77089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 05/2014 Present
Jp Morgan Chase Bank Houston TX 05/2014 08/2017
Jpmorgan Chase Bank, N.A. Houston TX 05/2014 Present
Ervey Properties, Llc Houston TX 09/2019 Present
  • 05/2014 → Present
    Houston, TX
  • 05/2014 → 08/2017
    Jp Morgan Chase Bank
    Houston, TX
  • 05/2014 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 09/2019 → Present
    Ervey Properties, Llc
    Houston, TX
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: ERVEY PROPERTIES, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2019 ADDRESS: 9218 HOUSTON, TX. DETAILS: Ervey Properties LLC will manage one rental house INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-23
S63 Uniform Securities Agent State Law Examination 2014-07-02
  • S66 Uniform Combined State Law Examination
    2023-01-23
  • S63 Uniform Securities Agent State Law Examination
    2014-07-02
Other Names
  • Kim Ngan T Nguyen
  • Kim Ngan Thi Nguyen

View on SEC IAPD

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