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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-04-28 |
| IL | RA | APPROVED | 2026-03-10 |
| AZ | RA | APPROVED | 2026-01-29 |
| AL | RA | APPROVED | 2025-12-17 |
| FL | RA | APPROVED | 2025-08-22 |
| TX | RA | APPROVED_RES | 2025-08-07 |
| NC | RA | APPROVED | 2025-06-13 |
| NJ | RA | APPROVED | 2025-04-16 |
| MA | RA | APPROVED | 2025-04-03 |
| CA | RA | APPROVED | 2024-12-11 |
| WI | RA | APPROVED | 2024-11-01 |
| NY | RA | APPROVED | 2024-07-19 |
Branch Locations
535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laidlaw And Company | New York | NY | 07/2015 | 07/2024 |
| Park Avenue Securities | New York | NY | 07/2024 | Present |
| Guardian Life Insurance | New York | NY | 07/2024 | Present |
| Guardian Life Insurance | Mineola | NY | 10/2024 | 06/2025 |
| Park Avenue Securities | Mineola | NY | 10/2024 | 06/2025 |
1) Insurance other than Guardian-Broker, Nature of Business: Insurance sales, Start date: 09/01/2026, Address: 200 Broadhollow Rd. Melville, NY 11747, Duties: Insurance other than Guardian 6 total hours per month; 6 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-22 |
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