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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-08 |
| NY | RA | APPROVED | 2021-03-28 |
| CT | RA | APPROVED | 2019-05-28 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Poughkeepsie | NY | 12/2015 | 03/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2014 | 03/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 03/2018 |
| Solebury Trout | Stamford | CT | 03/2018 | 04/2019 |
| Neuberger Berman, Llc | New York | NY | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-21 |
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