Sara Zappani

Current Employers

Employment History

• 06/2014 → Present
  Partners Wealth Management
  Naperville, IL
• 12/2016 → Present
  Kestra Advisory Services, Llc
  Naperville, IL
• 02/2016 → Present
  Kestra Investment Services, Llc
  Naperville, IL

Other Businesses

Name: Partners Wealth Management Investment Related: Yes Address: 1700 Park St. Suite 200 Naperville IL 60563 Nature of Business: Registered Field Assistant Position, Title or Relationship: Office Manager Start Date: 6/3/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I manage the day-to-day functions of the headquarters of Partners Wealth Management. Including scheduling appointments, updating client files, assisting advisors on what they need. Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg, Bldg. 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 6/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Work with Kestra to ensure client services are met. Name: SORELLE DEVELOPEMENT, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2021 ADDRESS: 300 N FERNDALE AVE, ELMHURST IL 60126-2102, United States DESCRIPTION: As a member of the LLC, my duty is to research potential properties and once a property is found, I will aid in organizing the development in the property and help manage the day to day activities. Name: SARA ZAPPANI POSITION: Independent Contractor NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: M1 Finance LLC, 200 N LaSalle St. Ste. 810, Chicago IL 60601, United States DESCRIPTION: M1 will provide a hypothetical financial scenario to contractor that was generated by their AI software. I will verify any financial advice and scenarios, and provide quality assurance of such advice and scenarios. All scenarios are hypothetical.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-19