Kevin P Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2017
  Fidelity Brokerage Services Llc
  Covington, KY
• 05/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Edina, MN
• 06/2017 → Present
  Bank Of America, Na
  Edina, MN

Previous Registrations

• 2016-12-08 → 2017-05-18
  Strategic Advisers Llc
  Covington, KY

Exams

• S66 Uniform Combined State Law Examination
  2016-12-02
• S63 Uniform Securities Agent State Law Examination
  2015-10-02

Other Names

• Pete Smith
• Kevin Peter Smith
• Peter Smith
• Kevin Smith
• K. Peter Smith
• Kevin P Smith