Francisco G Lopez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2019
  Jpmorgan Securities Llc
  Palm Beach, FL
• 07/2015 → 11/2019
  Jpmorgan Chase Bank Na
  Palm Beach, FL
• 11/2019 → Present
  Jpmorgan Chase Bank Na
  New York, NY
• 11/2019 → Present
  Jpmorgan Securities Llc
  New York, NY
• 05/2024 → Present
  Capexpert
  Denver, CO

Other Businesses

Entity Name: CapExpert Investment related: Yes "Address: https://www.capexpert.io/ 3513 Brighton Blvd, Suite 429, Denver, CO 80216" Nature of the other business: Medical Equipment Position/Title/Relationship: Owner/Partner Start Date: 05/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Series A follow-on Adding to existing previously approved investment. Capexpert is a medical capital equipment management & marketplace company looking to save you money through our expert solutions. No ties to my role at JPMC Entity Name: CapExpert Investment related: No "Address: https://www.capexpert.io/ 311 w Illonois St unit 1710 Chicago IL, 60654" Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 09/23/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Capexpert is a medical capital equipment management & marketplace company looking to save you money through our expert solutions. No ties to my role at JPMC

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-15
• S63 Uniform Securities Agent State Law Examination
  2015-10-06

Other Names

• Francisco Giraldo Lopez