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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-07 |
| NY | RA | APPROVED | 2022-05-03 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seaport Global Securities Llc | New York | NY | 07/2016 | 12/2019 |
| Rbc Capital Markets, Llc | New York | NY | 11/2020 | 03/2021 |
| Unemployed | New York | NY | 01/2020 | 11/2020 |
| Unemployed | New York | NY | 03/2021 | 02/2022 |
| Morgan Stanley Smith Barney Llc | New York | NY | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-14 |
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