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400 Madison Avenue Floor 21, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-15 |
| NY | RA | APPROVED | 2022-03-15 |
Branch Locations
400 Madison Avenue Floor 21, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America N.A. | New York | NY | 10/2013 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2014 | 03/2017 |
| Avestar Capital, Llc | New York | NY | 03/2017 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2019 | Present |
1. Avestar Capital, LLC. Investment Related. 400 Madison Avenue, Suite 11D, New York, NY 10017. RIA. VP. Start 3/2017. 160 hours per month during trading. Portfolio Management. 2. Dass Family Charitable Foundation. Not Investment Related. 102 Quayside Drive, Jupiter FL 33477. Charitable Organization. Director. 12/2014. 1 hour per month not during trading. Personal family foundation for estate planning purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-11 |
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