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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glendale | CA | 02/2016 | 10/2017 |
| Faith International Revival Ministries | Anaheim | CA | 01/2016 | 07/2017 |
| Bank Of America, N.A. | Glendale | CA | 07/2016 | 10/2017 |
| Lyft | San Francisco | CA | 11/2017 | 12/2017 |
| Bonanno Investment Enterprises, Inc. | Santa Clarita | CA | 11/2017 | 12/2017 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 12/2017 | 03/2019 |
| Unemployed | La Crescenta | CA | 10/2017 | 11/2017 |
| Jp Morgan Chase Bank N.A. | Los Angeles | CA | 12/2017 | 04/2021 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 01/2018 | 03/2019 |
| Professional Tutors Of America, Inc. | Brea | CA | 09/2018 | 10/2018 |
| Jp Morgan Chase Bank N.A. | Glendale | CA | 03/2019 | 04/2021 |
| Jp Morgan Securites Llc | Glendale | CA | 03/2019 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Torrance | CA | 05/2021 | 10/2023 |
| Wells Fargo Bank, Na | Torrance | CA | 04/2021 | 10/2023 |
| Bmo Bank Na | Cerritos | CA | 10/2023 | Present |
| Lpl Financial Llc | Cerritos | CA | 10/2023 | Present |
1) 10/23/2023 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/23/2023 - BMO Bank NA - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-22 |
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