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Archimedes Chua Gomez

LPl Financial LLC

Lakewood, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-23
  • CA RA
    APPROVED
    Since 2023-10-23

Branch Locations

5240 Clark Ave, Lakewood, CA 90712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glendale CA 02/2016 10/2017
Faith International Revival Ministries Anaheim CA 01/2016 07/2017
Bank Of America, N.A. Glendale CA 07/2016 10/2017
Lyft San Francisco CA 11/2017 12/2017
Bonanno Investment Enterprises, Inc. Santa Clarita CA 11/2017 12/2017
J.P. Morgan Securities Llc Los Angeles CA 12/2017 03/2019
Unemployed La Crescenta CA 10/2017 11/2017
Jp Morgan Chase Bank N.A. Los Angeles CA 12/2017 04/2021
Jpmorgan Chase Bank, N.A. Los Angeles CA 01/2018 03/2019
Professional Tutors Of America, Inc. Brea CA 09/2018 10/2018
Jp Morgan Chase Bank N.A. Glendale CA 03/2019 04/2021
Jp Morgan Securites Llc Glendale CA 03/2019 04/2021
Wells Fargo Clearing Services, Llc Torrance CA 05/2021 10/2023
Wells Fargo Bank, Na Torrance CA 04/2021 10/2023
Bmo Bank Na Cerritos CA 10/2023 Present
Lpl Financial Llc Cerritos CA 10/2023 Present
  • 02/2016 → 10/2017
    Glendale, CA
  • 01/2016 → 07/2017
    Faith International Revival Ministries
    Anaheim, CA
  • 07/2016 → 10/2017
    Bank Of America, N.A.
    Glendale, CA
  • 11/2017 → 12/2017
    Lyft
    San Francisco, CA
  • 11/2017 → 12/2017
    Bonanno Investment Enterprises, Inc.
    Santa Clarita, CA
  • 12/2017 → 03/2019
    Los Angeles, CA
  • 10/2017 → 11/2017
    Unemployed
    La Crescenta, CA
  • 12/2017 → 04/2021
    Jp Morgan Chase Bank N.A.
    Los Angeles, CA
  • 01/2018 → 03/2019
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 09/2018 → 10/2018
    Professional Tutors Of America, Inc.
    Brea, CA
  • 03/2019 → 04/2021
    Jp Morgan Chase Bank N.A.
    Glendale, CA
  • 03/2019 → 04/2021
    Jp Morgan Securites Llc
    Glendale, CA
  • 05/2021 → 10/2023
    Torrance, CA
  • 04/2021 → 10/2023
    Wells Fargo Bank, Na
    Torrance, CA
  • 10/2023 → Present
    Bmo Bank Na
    Cerritos, CA
  • 10/2023 → Present
    Cerritos, CA
Previous Registrations
Other Businesses

1) 10/23/2023 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/23/2023 - BMO Bank NA - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-27
S63 Uniform Securities Agent State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2016-05-27
  • S63 Uniform Securities Agent State Law Examination
    2014-12-22
Other Names
  • Archie Chua Gomez
  • Aking Chua Gomez
  • Archimedes Chua Gomez
  • Archimedes C Gomez

View on SEC IAPD

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