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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-10 |
| TX | RA | APPROVED | 2023-07-10 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 12/2018 | Present |
| Jpmorgan Securities Llc | New York | NY | 12/2018 | Present |
| Jp Morgan Chase Bank Na | New York | NY | 04/2013 | 11/2018 |
Entity Name: Rise Alliance for Children Investment related: No Address: https://www.rise-children.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/02/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been asked to sit on the board of directors finance committee for Rise. This is for a nonprofit. This is not similar to my role in any form at JPM. This is an unpaid role, but I will have financial obligations as a board member to contribute. I will serve on the finance committee or treasurer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-07 |
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