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Anelia Anne Griffith

J.P. Morgan Securities LLC

New York, NY

CRD 6341898

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-10
TX RA APPROVED 2023-07-10
  • NY RA
    APPROVED
    Since 2023-07-10
  • TX RA
    APPROVED
    Since 2023-07-10

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 12/2018 Present
Jpmorgan Securities Llc New York NY 12/2018 Present
Jp Morgan Chase Bank Na New York NY 04/2013 11/2018
  • 12/2018 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 12/2018 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 04/2013 → 11/2018
    Jp Morgan Chase Bank Na
    New York, NY
Other Businesses

Entity Name: Rise Alliance for Children Investment related: No Address: https://www.rise-children.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/02/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been asked to sit on the board of directors finance committee for Rise. This is for a nonprofit. This is not similar to my role in any form at JPM. This is an unpaid role, but I will have financial obligations as a board member to contribute. I will serve on the finance committee or treasurer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-10
S63 Uniform Securities Agent State Law Examination 2019-03-07
  • S65 Uniform Investment Adviser Law Examination
    2023-07-10
  • S63 Uniform Securities Agent State Law Examination
    2019-03-07
Other Names
  • Anelia A Harnsberger
  • Nealy A Harnsberger
  • Anelia A Griffith

View on SEC IAPD

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