Alexander Sierra

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 01/2017
  Carey Financial, Llc
  New York, NY
• 03/2017 → 08/2018
  Prudential Investment Management Services Llc
  Newark, NJ
• 02/2017 → 08/2018
  Prudential Insurance Company Of America
  Newark, NJ
• 09/2018 → 02/2021
  Brookfield Asset Management
  New York, NY
• 09/2018 → 02/2021
  Quasar Distributors, Llc
  Milwaukee, WI
• 10/2019 → 02/2021
  Sddco Brokerage Advisors Llc
  New York, NY
• 08/2022 → 08/2023
  Cohen & Steers Capital Management, Inc.
  New York, NY
• 08/2022 → 08/2023
  Cohen & Steers Securities, Llc
  New York, NY
• 09/2023 → 07/2026
  Equitable Advisors, Llc.
  New York, NY
• 07/2026 → Present
  Mml Investors Services
  New York, NY
• 07/2026 → Present
  Massmutual Life Insurance Co
  New York, NY
• 04/2021 → 08/2022
  Mercatus/State Street
  San Mateo, CA
• 10/2019 → 02/2021
  Independent Brokerage Solutions Llc
  New York , NY

Previous Registrations

• 2023-11-06 → 2026-07-16
  Equitable Advisors, Llc
  New York, NY

Other Businesses

NAME: ALEX SIERRA INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START: 7/10/2026 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, & HEALTH.

Exams

• S66 Uniform Combined State Law Examination
  2023-11-03
• S63 Uniform Securities Agent State Law Examination
  2014-08-11

Designations

• Chartered Financial Analyst

Other Names

• Alex Sierra