Christian Rodak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 08/2020
  Bbva Securities Inc.
  Boulder, CO
• 10/2019 → 08/2020
  Bbva Insurance Agency, Inc.
  Austin, TX
• 10/2019 → 08/2020
  Bbva Usa
  Birmingham, AL
• 07/2019 → 10/2019
  Unemployed
  Lone Tree, CO
• 06/2016 → 07/2019
  Pacer Financial
  Malvern, PA
• 09/2020 → 01/2021
  Unemployed
  Lone Tree, CO
• 02/2021 → 06/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 06/2023 → Present
  Lpl Financial Llc
  Denver, CO

Other Businesses

1- 06/09/2023 - Upstream Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/9/2023 - 160 hours per month 2- 06/29/2023 - Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 6/22/2023 - 4 Hours Per Month/ 1 Hour During Securities Trading - Time Spent 5% 3- 06/29/2023 - Resident Reality - Investment Related - Home Based - Mortgage/Real Estate Services - Start Date 6/20/2021 4- 01/26/2024 - JJM Rodak Holdings - Non-Investment Related - Business Entity For Tax/Investment Purposes Only - Started: 1/19/2024 - 1 Hr/Mo; 0 Hr During Trading. 5- 04/28/2026 - Rodak Wealth Management - Business Entity For Tax/Investment Purposes Only - Investment Related - Denver, CO - Start Date 04/13/2026 - 0 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2024-02-26
• S63 Uniform Securities Agent State Law Examination
  2016-02-25

Other Names

• Christian Richard Rodak
• Christian Rodak