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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-05-13 |
| MN | RA | APPROVED | 2025-05-12 |
| TX | RA | APPROVED | 2025-05-12 |
Branch Locations
2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Rochester | MN | 06/2016 | 05/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2016 | 05/2025 |
| Rbc Capital Markets, Llc | Rochester | MN | 05/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2016 | 05/2025 |
(1) NAME OF ENTITY: Jaguar Capital Group LLC ADDRESS: 200 Des Moines St Apt#405 Des Moines IA 50309 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 19/06/2020 CAPACITY: Treasurer, Partner DUTIES: Rental Property HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Rochester Community and Technical College Foundation ADDRESS: 851 30th Ave SE Apt#405 Rochester MN 55904 INVESTMENT/NOT INVESTMENT RELATED: Yes, Foundation investment decisions are voted on by the board. BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 02/10/2023 CAPACITY: Board Member DUTIES: Board of Directors HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-30 |
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