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Kevin Leonardo Rodriguez

Cetera Investment Advisers LLC

New York, NY

Iselin, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
NJ RA APPROVED 2019-06-21
  • NY RA
    APPROVED
    Since 2021-03-31
  • NJ RA
    APPROVED
    Since 2019-06-21

Branch Locations

1430 Broadway Suite 700, New York, NY 10018 • United States

485 Us Highway 1 South Bldg C; Suite 150, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services New York NY 03/2016 06/2019
Foresters Advisory Services New York NY 06/2017 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Iselin NJ 06/2019 Present
  • 03/2016 → 06/2019
    Foresters Financial Services
    New York, NY
  • 06/2017 → 06/2019
    Foresters Advisory Services
    New York, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Iselin, NJ
Previous Registrations
  • 2017-06-14 → 2019-06-24
    Foresters Advisory Services, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-05
S63 Uniform Securities Agent State Law Examination 2015-09-11
  • S65 Uniform Investment Adviser Law Examination
    2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    2015-09-11

View on SEC IAPD

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