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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-23 |
| GA | RA | APPROVED | 2023-06-14 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2017-07-24 |
| TX | RA | APPROVED_RES | 2008-12-05 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States
Manasquan, NJ • United States
Summit, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Finanical Services Inc | New York | NY | 11/2008 | Present |
1. Gregory J. Mulligan, Leasing out 3 boat slips to seasonal tenants at $ per season, Proprietor / owner, Collection of lease payments and making sure the dock and premises is maintained and safe for my tenants, start adte-1/1/2023, ManasquanNJ United States-08736.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-17 |
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