Eric Wade Stafford

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Raymond James Financial Services,Inc
  Raleigh, NC
• 10/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Raleigh, NC

Previous Registrations

• 2007-06-19 → 2012-10-10
  Ameriprise Financial Services, Llc
  Durham, NC
  Chapel Hill, NC
• 2006-08-16 → 2007-04-30
  Ameriprise Financial Services, Llc
  Raleigh, NC

Other Businesses

(1)Name of Business: Garner Baseball Inc. Address: 417 W Main Street, Garner, NC, 27529, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of board of directors. Open/close ballpark (lights, scoreboard, etc), website updates, vote on board of directors matters including operational and financial decisions for the league. (2)Name of Business: Hilliard Financial Group Address: 5720 Six Forks Rd Ste 201, Raleigh, NC, 27609, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/15/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor at the branch

Exams

• S66 Uniform Combined State Law Examination
  2006-08-15

Designations

• Certified Financial Planner