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Maria Luisa Marks

Wells Fargo Clearing Services, LLC

Wesley Chapel, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-04
  • NC RA
    APPROVED
    Since 2025-07-04

Branch Locations

5926 Weddington Monroe Rd, Wesley Chapel, NC 28104 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 10/2024 Present
Wells Fargo Bank, Na Charlotte NC 11/2014 Present
Census Bureau Charlotte NC 08/2020 Present
Door Dash Charlotte NC 09/2022 12/2022
  • 10/2024 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 11/2014 → Present
    Wells Fargo Bank, Na
    Charlotte, NC
  • 08/2020 → Present
    Census Bureau
    Charlotte, NC
  • 09/2022 → 12/2022
    Door Dash
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-03
S63 Uniform Securities Agent State Law Examination 2025-03-31
  • S65 Uniform Investment Adviser Law Examination
    2025-07-03
  • S63 Uniform Securities Agent State Law Examination
    2025-03-31
Other Names
  • Maria Luisa Zipa

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
J.P. MORGAN SECURITIES LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
HORIZON INVESTMENTS LLC

Other Investors

Michael Thomas Carew
Matini Oluwarotimi Baruwa-Etti
Joseph L Smithers
Jonathan Charles Chow
ROBERT KEITH TILSON
Ryan Stanislawski
Benjamin Marion Woodall
STEPHEN EDSON BUSH

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Wesley Chapel, NC
EDWARD JONES · WESLEY CHAPEL, NC
J.P. MORGAN SECURITIES LLC · Wesley Chapel, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · WEDDINGTON, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Weddington, NC
EDWARD JONES · WEDDINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · INDIAN TRAIL, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Indian Trail, NC

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