Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edina | MN | 05/2014 | 11/2018 |
| Lpl Financial, Llc | Minneapolis | MN | 12/2018 | 12/2020 |
| Global Retirement Partners, Llc | Minneapolis | MN | 12/2018 | 12/2020 |
| Hays Group, Inc. | Minneapolis | MN | 11/2018 | 12/2020 |
| Charles Schwab & Co., Inc. | Woodbury | MN | 07/2021 | 09/2023 |
| Charles Schwab Bank, Ssb | Woodbury | MN | 07/2021 | 09/2023 |
| Unemployed | Minneapolis | MN | 12/2020 | 06/2021 |
| Raymond James Financial Services Advisors, Inc. | St. Paul | MN | 09/2023 | Present |
| Raymond James Financial Services, Inc. | St. Paul | MN | 09/2023 | Present |
(1)Name of Business: Shady Acres LLC Address: 4611 Lakeview Dr, Minneapolis, MN, 55424, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Officer - CEO Investment Related: Yes Start Date: 03/06/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Entity For Tax/Investment Purposes Only. Buy and sell residential and commercial real estate, Hours per month less than 5. (2)Name of Business: UPSTREAM Stillwater LLC Address: 275 3RD ST S, SUITE 303, STILLWATER, MN, 55082, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: 60%/40% partner in LLC with fellow branch owner, Tyler Westphal. We are not an RIA nor do we hold this name out to the public. \n\nAll commissions from our RJFS business are paid to the FINRA registered individual first. At which point we have business account to fund payroll and business expenses through.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-06 |
Reach out to this advisor