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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-01
TX RA APPROVED 2023-09-01
  • MN RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01

Branch Locations

275 3Rd St S #303, Stillwater, MN 55082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edina MN 05/2014 11/2018
Lpl Financial, Llc Minneapolis MN 12/2018 12/2020
Global Retirement Partners, Llc Minneapolis MN 12/2018 12/2020
Hays Group, Inc. Minneapolis MN 11/2018 12/2020
Charles Schwab & Co., Inc. Woodbury MN 07/2021 09/2023
Charles Schwab Bank, Ssb Woodbury MN 07/2021 09/2023
Unemployed Minneapolis MN 12/2020 06/2021
Raymond James Financial Services Advisors, Inc. St. Paul MN 09/2023 Present
Raymond James Financial Services, Inc. St. Paul MN 09/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Shady Acres LLC Address: 4611 Lakeview Dr, Minneapolis, MN, 55424, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Officer - CEO Investment Related: Yes Start Date: 03/06/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Entity For Tax/Investment Purposes Only. Buy and sell residential and commercial real estate, Hours per month less than 5. (2)Name of Business: UPSTREAM Stillwater LLC Address: 275 3RD ST S, SUITE 303, STILLWATER, MN, 55082, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: 60%/40% partner in LLC with fellow branch owner, Tyler Westphal. We are not an RIA nor do we hold this name out to the public. \n\nAll commissions from our RJFS business are paid to the FINRA registered individual first. At which point we have business account to fund payroll and business expenses through.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-06
  • S66 Uniform Combined State Law Examination
    2017-09-06
Designations
Other Names
  • Christopher A Connelly
  • Chris Connelly

View on SEC IAPD

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