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David Andrew Noveck

Morgan Stanley

New York, NY

Atlanta, GA

CRD 6339085

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-07-11
PA RA APPROVED 2021-07-21
NY RA APPROVED 2021-06-16
CT RA APPROVED 2016-05-26
TX RA APPROVED 2016-05-26
  • GA RA
    APPROVED
    Since 2024-07-11
  • PA RA
    APPROVED
    Since 2021-07-21
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2016-05-26
  • TX RA
    APPROVED
    Since 2016-05-26

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 05/2016 10/2016
Mogan Stanley New York NY 10/2016 Present
  • 05/2016 → 10/2016
    New York, NY
  • 10/2016 → Present
    Mogan Stanley
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-25
  • S66 Uniform Combined State Law Examination
    2014-09-25

View on SEC IAPD

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