Frank John Tucek

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 01/2019
  Foresters Financial Services
  Nanuet, NY
• 12/2017 → 01/2019
  Foresters Advisory Services
  Nanuet, NY
• 03/2019 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York City, NY
• 01/2019 → 03/2019
  Bank Of America, N.A.
  Montvale, NJ
• 06/2021 → 11/2022
  Rockefeller Financial Llc
  Paramus, NJ
• 11/2022 → 02/2026
  Rockefeller Financial Llc
  Paramus, NJ
• 02/2026 → Present
  Rockefeller Financial Llc
  New York, NY

Previous Registrations

• 2019-02-15 → 2021-06-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Iselin, NJ
  Montvale, NJ
  New York, NY
• 2018-02-06 → 2019-01-25
  Foresters Advisory Services, Llc
  Pearl River, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-07
• S63 Uniform Securities Agent State Law Examination
  2016-09-01

Other Names

• Frank Tucek