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Rene Ronald Saenz

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-12
  • CA RA
    APPROVED
    Since 2018-06-12

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Pasadena CA 01/2015 Present
Charles Schwab Bank Pasadena CA 08/2017 Present
Other Businesses

SAENZ ENTERPRISES LLC|Investment Related:No|14625 N Olympic Way;Fountain Hills;AZ;85268;USA|Real Estate (Non-Agent/Broker)|Owner |2005-09-16|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-14
S63 Uniform Securities Agent State Law Examination 2015-11-02
  • S66 Uniform Combined State Law Examination
    2017-07-14
  • S63 Uniform Securities Agent State Law Examination
    2015-11-02
Other Names
  • Rene R Saenz

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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