Travis Lloyd

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2026-01-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Clayton	MO	12/2017	07/2018
Goodfellas Moving	Arnold	MO	10/2017	12/2017
Dad & Lad Llc	St. Louis	MO	04/2015	12/2017
Citibank	O'FAllon	MO	09/2015	05/2017
Bank Of America, N.A.	Festus	MO	07/2018	03/2023
Fidelity Investments	Chesterfield	MO	03/2023	03/2025
Fidelity Investments	Chesterfield	MO	03/2025	01/2026
Charles Schwab	Clayton	MO	01/2026	Present
Charles Schwab Bank	Clayton	MO	12/2025	Present

12/2017 → 07/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO
10/2017 → 12/2017

Goodfellas Moving

Arnold, MO
04/2015 → 12/2017

Dad & Lad Llc

St. Louis, MO
09/2015 → 05/2017

Citibank

O'FAllon, MO
07/2018 → 03/2023

Bank Of America, N.A.

Festus, MO
03/2023 → 03/2025

Fidelity Investments

Chesterfield, MO
03/2025 → 01/2026

Fidelity Investments

Chesterfield, MO
01/2026 → Present

Charles Schwab

Clayton, MO
12/2025 → Present

Charles Schwab Bank

Clayton, MO

2025-03-31 → 2026-01-21

Strategic Advisers Llc

Chesterfield, MO

Festus, MO

Boston, MA
2023-05-01 → 2025-03-31

Fidelity Personal And Workplace Advisors

Chesterfield, MO
2018-09-07 → 2023-04-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

Festus, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-06

Other Firms