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Michael Winter

Cetera Investment Advisers LLC

Trussville, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-31
AL RA APPROVED 2016-11-03
  • TX RA
    APPROVED_RES
    Since 2026-03-31
  • AL RA
    APPROVED
    Since 2016-11-03

Branch Locations

429 Main Street, Trussville, AL 35173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Birmingham AL 03/2015 Present
Regions Bank Hueytown AL 08/2015 Present
Cetera Investment Services Llc St.CLoud MN 08/2015 Present
Cetera Investment Advisers Llc Fairfield AL 11/2016 Present
  • 03/2015 → Present
    Metlife
    Birmingham, AL
  • 08/2015 → Present
    Regions Bank
    Hueytown, AL
  • 08/2015 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 11/2016 → Present
    Cetera Investment Advisers Llc
    Fairfield, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-20
S63 Uniform Securities Agent State Law Examination 2014-12-22
  • S65 Uniform Investment Adviser Law Examination
    2016-10-20
  • S63 Uniform Securities Agent State Law Examination
    2014-12-22
Other Names
  • Michael Winter
  • Michael E. Winter

View on SEC IAPD

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Other Offices

INDEPENDENT FINANCIAL PARTNERS · Trussville, AL
TRUEWEALTH ADVISORS, LLC · Trussville, AL
LPL FINANCIAL LLC · TRUSSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · TRUSSVILLE, AL
PLANMEMBER SECURITIES CORPORATION · Birmingham, AL
EDWARD JONES · TRUSSVILLE, AL
J.P. MORGAN SECURITIES LLC · Birmingham, AL
EDWARD JONES · TRUSSVILLE, AL

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