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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-05-31
  • AL RA
    APPROVED
    Since 2012-05-31

Branch Locations

150 Main Street, Trussville, AL 35173 • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Trussville AL 05/2012 05/2019
Independent Financial Partners Trussville AL 06/2012 Present
Ifp Securities, Llc Birmingham AL 05/2019 Present
  • 05/2012 → 05/2019
    Lpl Financial, Llc
    Trussville, AL
  • 06/2012 → Present
    Trussville, AL
  • 05/2019 → Present
    Ifp Securities, Llc
    Birmingham, AL
Previous Registrations
  • 2008-02-25 → 2012-05-31
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

(1) Hitchcock Maddox Financial Partners, LLC, d/b/a Hitchcock Maddox Financial Partners (HMFP): Investment Related. 150 Main Street, Trussville, AL 35173. HMFP provides comprehensive financial planning and wealth management services to individual and small business clients. My role as a partner began in April 2014. This is one of two entities that operate under the same DBA and they collectively constitute 150 hours a month, 130 of which are during normal NYSE trading hours. I conduct Registered Investment Advisor (RIA), Investment Advisor Representative (IAR), variable, non-variable, and fixed insurance activities through this DBA. (2) HMFP Trussville, LLC, d/b/a Hitchcock Maddox Financial Partners (HMFP): Investment Related. 150 Main Street, Trussville, AL 35173. HMFP provides comprehensive financial planning and wealth management services to individual and small business clients. My role as a partner began in September 2016. This is one of two entities that operate under the same DBA and they collectively constitute 150 hours a month, 130 of which are during normal NYSE trading hours. I conduct Registered Investment Advisor (RIA), Investment Advisor Representative (IAR), variable, non-variable, and fixed insurance activities through this DBA. (3) Trussville Redevelopment Authority (TRA): Not Investment related; The TRA is a chartered economic development body, focused on a geographic overlay generally encompassing the downtown areas of the city of Trussville AL; Board Member - serve as a board member and Vice Chair; My role on the board began September 2017; 8 hrs/mo, 3hrs/mo during trading hours. (4) Trussville Area Chamber of Commerce: 400 Main Street, Trussville, AL 35173; Not Investment related; Board Member - duties include the strategic and financial oversight of chamber operations, supporting specific events and initiatives. My role as a board member began February 2018. 4hrs/mo, 2hrs/mo during trading hours. (5)Trussville City Schools Foundation; Board Member - contribute to the mission of the foundation; 112 N Chalkville Road, Trussville, AL 35173; Not Investment Related; 4 hrs/mo, 1 hr/mo during trading hours; Start: June 1, 2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-15
  • S66 Uniform Combined State Law Examination
    2008-02-15
Other Names
  • Ian M Maddox

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