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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-05-31
  • AL RA
    APPROVED
    Since 2012-05-31

Branch Locations

150 Main Street, Trussville, AL 35173 • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Trussville AL 05/2012 05/2019
Independent Financial Partners Trussville AL 06/2012 Present
Ifp Securities, Llc Trussville AL 05/2019 Present
  • 05/2012 → 05/2019
    Lpl Financial, Llc
    Trussville, AL
  • 06/2012 → Present
    Trussville, AL
  • 05/2019 → Present
    Ifp Securities, Llc
    Trussville, AL
Previous Registrations
  • 2003-06-25 → 2012-05-31
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
  • 2000-08-14 → 2003-06-25
    Birmingham, AL
Other Businesses

(1) 9/09/2022: HMFP Trussville LLC; DBA Hitchcock Maddox Financial Partners; 50% time spent; 150 Main Street, Trussville, AL 35173; Reg Rep and IAR; Non-Variable, Insurance-Fixed Insurance Sales; Ins Types: Life, Disability, Long-Term Care, Fixed Annuities. (2) 10/08/2013: Hitchcock Maddox Financial Partners, LLC; DBA Hitchcock Maddox Financial Partners; 151 Main Street, Trussville, AL 35173; 25% time spent. (3) No business name; Not-investment related; Notary. (4) 06/24/2014: Lifeplan Retirement Solutions LLC; DBA Hitchcock Maddox Financial Partners; Investment Related; 150 Main Street, Trussville, AL 35173; 25% time spent; 150 hrs/mo, 100 during securities trading hrs; Sole Partner in the LLC partnership. (5) 6/1/2022 - Trussville Cemetery Authority -Board Member- 131 Main St., Trussville, AL 35173 - Organization oversees the administration of cemeteries in town - 2 hrs/mo, 1 hr/mo during trading hours. (6) 3/28/2025 - HiHo Properties LLC - not investment related - 3350 Chase Ct Birmingham, AL 35235 - real estate - general partner - start date Jan. 2, 2025 - 5 hours/month during trading - Partner in LLC which is buying and developing a lot in downtown Trussville, AL 35173 for rental use.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-23
S63 Uniform Securities Agent State Law Examination 1999-09-17
  • S65 Uniform Investment Adviser Law Examination
    1999-09-23
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17
Designations

View on SEC IAPD

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