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24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-06-20 |
Branch Locations
24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
1921 Kaliste Saloom Rd. Suite 203, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 04/2016 | 06/2019 |
| Ritholtz Wealth Management | New York | NY | 06/2019 | Present |
SAPCO, LLC; New Iberia, LA; Investor; 01/2023; Passive investor; The approximate number of hours/month devoted to the other business. -0; Number of hours devoted to the other business during securities trading hours per month. -0. SAPCO Rentals, LLC; Youngsville, LA; Owner; 08/2017; LLC for passive real estate investing.; the approximate number of hours/month devoted to the other business. -3; Number of hours devoted to the other business during securities trading hours per month. -0. Tenfold Rentals, LLC; Youngsville, LA; Co-owner; 04/2024; Passive real estate investing.; the approximate number of hours/month devoted to the other business. 3; Number of hours devoted to the other business during securities trading hours per month. 0. Railroad Development, LLC; Lafayette, LA; Passive investor; 01/2024; passive real estate investing; the approximate number of hours/month devoted to the other business. 0; Number of hours devoted to the other business during securities trading hours per month. 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-27 |
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