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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2014-07-15
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2014-07-15

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Rancho Palos Verdes, CA • United States

609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Irvine CA 05/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2014 → Present
    Irvine, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*541980 - Southern California Monte Jade Science and Technology Association (SCMJ); Investment related No; San Jose, California; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 0; After business hours: 4; Administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-15
  • S66 Uniform Combined State Law Examination
    2014-07-15

View on SEC IAPD

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