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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-25
  • CA RA
    APPROVED
    Since 2025-08-25

Branch Locations

12051 Ventura Blvd., Studio City, CA 91604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmc Bank Na (Southwest) Studio City CA 08/2021 Present
J.P. Morgan Securities Llc Studio City CA 08/2021 Present
Qatar Finance And Business Academy Doha 02/2015 06/2021
Unemployed Santa Monica CA 07/2021 07/2021
  • 08/2021 → Present
    Jpmc Bank Na (Southwest)
    Studio City, CA
  • 08/2021 → Present
    Studio City, CA
  • 02/2015 → 06/2021
    Qatar Finance And Business Academy
    Doha
  • 07/2021 → 07/2021
    Unemployed
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-25
S63 Uniform Securities Agent State Law Examination 2021-11-09
  • S66 Uniform Combined State Law Examination
    2025-08-25
  • S63 Uniform Securities Agent State Law Examination
    2021-11-09
Other Names
  • Mohammad Farid Khalil
  • Fred Mohammad Khalil

View on SEC IAPD

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