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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED | 2019-06-19 |
| OK | RA | APPROVED | 2019-06-14 |
Branch Locations
370 17Th St, Denver, CO 80202 • United States
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 08/2004 | 05/2019 |
| Bofa Securities, Inc. | Oklahoma City | OK | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 06/2019 | Present |
D&S MINERALS LLC TITLE - OWNER/MEMBER LLC FORMED MAY/2013 WITH/BY MY HUSBAND TO HOLD MINERAL ASSETS THAT WE OWN. I DEVOTE 0 HOURS PER MONTH TO THIS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-14 |
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