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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-18
CA RA APPROVED 2017-07-24
  • TX RA
    APPROVED_RES
    Since 2024-04-18
  • CA RA
    APPROVED
    Since 2017-07-24

Branch Locations

246 S Pacific Coast Hwy, Redondo Beach, CA 90277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scotts Valley CA 05/2014 11/2016
Wells Fargo Bank Na Scotts Valley CA 12/2013 04/2017
Wells Fargo Clearing Services, Llc Scotts Valley CA 11/2016 04/2017
E*Trade Securities Llc Cupertino CA 04/2017 07/2017
E*Trade Capital Management Llc Cupertino CA 04/2017 07/2017
J.P. Morgan Securities Llc Torrance CA 07/2017 Present
Valet Living Tampa FL 02/2019 08/2021
Jpmorgan Chase Bank, N.A. Torrance CA 07/2017 Present
  • 05/2014 → 11/2016
    Wells Fargo Advisors Llc
    Scotts Valley, CA
  • 12/2013 → 04/2017
    Wells Fargo Bank Na
    Scotts Valley, CA
  • 11/2016 → 04/2017
    Wells Fargo Clearing Services, Llc
    Scotts Valley, CA
  • 04/2017 → 07/2017
    E*Trade Securities Llc
    Cupertino, CA
  • 04/2017 → 07/2017
    E*Trade Capital Management Llc
    Cupertino, CA
  • 07/2017 → Present
    Torrance, CA
  • 02/2019 → 08/2021
    Valet Living
    Tampa, FL
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Torrance, CA
Previous Registrations
  • 2017-04-27 → 2017-07-14
    Harrisdirect Llc
    Cupertino, CA
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
S63 Uniform Securities Agent State Law Examination 2014-07-09
  • S66 Uniform Combined State Law Examination
    2017-04-27
  • S63 Uniform Securities Agent State Law Examination
    2014-07-09
Other Names
  • Daniel Allen Landry

View on SEC IAPD

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