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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-14
CA RA APPROVED 2004-04-01
  • TX RA
    APPROVED_RES
    Since 2011-01-14
  • CA RA
    APPROVED
    Since 2004-04-01

Branch Locations

1300 Aviation Blvd, Redondo Beach, CA 90278 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Hermosa Beach CA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

REAL ESTATE POSITION: owner NATURE: I am buying this duplex for rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: 2131/2133 Matthew Dr, Bay City MI 48706 DESCRIPTION: I own this property. I have a property manager who handles the property. REAL ESTATE POSITION: Owner NATURE: I am buying this duplex for rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2018 ADDRESS: 81/83 Cedar Drive, Bay City MI 48708, United States DESCRIPTION: I will own this property. I will have property manager who will handle it. SEPARATE OFFICE SPACE RENTAL POSITION: I'm the tenant and a person is subleasing space from me NATURE: There is a separate back building office space that I am subleasing to a person. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 1300 Aviation Blvd, Redondo Beach CA 90278, United States DESCRIPTION: I'm collecting rent only from him.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-13
  • S66 Uniform Combined State Law Examination
    2001-12-13

View on SEC IAPD

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