Rajpreet S Sangha

Current Employers

Employment History

• 08/2017 → 08/2018
  University Of The Pacific
  Stockton, CA
• 06/2012 → 08/2017
  Wells Fargo Advisors
  Modesto, CA
• 09/2018 → 09/2023
  Icma-Rc
  Washington, DC
• 09/2023 → Present
  Principal Life Insurance
  Downers Grove, IL
• 09/2023 → Present
  Principal Securities
  Turlock, CA
• 09/2023 → Present
  Principal Bank And Principal Trust Company
  Turlock, CA

Previous Registrations

• 2018-11-29 → 2023-09-27
  Missionsquare Retirement
  Turlock, CA
  Washington, DC

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/27/2023 ADDRESS: 2405 Retreat Dr, Turlock CA 95380, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-28
• S63 Uniform Securities Agent State Law Examination
  2014-07-09

Other Names

• Rj Sangha
• Rajpreet Singh Sangha
• Rajpreet Sangha