William Esteban Romero

Current Employers

Employment History

• 04/2015 → 01/2017
  Axa Advisors, Llc
  Astoria, NY
• 01/2017 → 10/2018
  New York Life Insurance Co
  New York, NY
• 02/2017 → 10/2018
  Nylife Securities Llc
  New York, NY
• 05/2017 → 10/2018
  Eagle Strategies Llc
  New York, NY
• 10/2018 → 10/2023
  Ameriprise Financial Services, Inc.
  New York, NY
• 10/2023 → 06/2025
  Massmutual Life Insurance Company
  Garden City, NY
• 10/2023 → 06/2025
  Mml Investors Services Llc
  Garden City, NY
• 02/2026 → Present
  Spartan Capital Securities, Llc
  New York, NY
• 06/2025 → 03/2026
  Fuentas Wealth
  New York, NY
• 02/2026 → Present
  Spartan Capital Provate Wealth Management, Llc
  New York, NY

Previous Registrations

• 2023-10-20 → 2025-06-10
  Mml Investors Services, Llc
  Garden City, NY
  New York, NY
  Flushing, NY
• 2018-11-01 → 2023-10-13
  Ameriprise Financial Services, Llc
  New York, NY
• 2017-05-23 → 2018-02-22
  Eagle Strategies Llc
  New York, NY
• 2015-09-09 → 2017-01-18
  Equitable Advisors, Llc
  Astoria, NY
  Edison, NJ
• 2012-10-01 → 2015-02-10
  J.P. Morgan Securities Llc
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Jamaica Estates, NY
  Jamaica, NY
  Astoria, NY
  Rego Park, NY
  Long Island City, NY
  Rego Park, NY
  Middle Village, NY
  Corona, NY
  Corona, NY
  East Elmhurst, NY
  Woodside, NY
  Sunnyside, NY
  Ridgewood, NY
  Middle Village, NY
  Astoria, NY
  Ridgewood, NY
  Ridgewood, NY
  Maspeth, NY
  Elmhurst, NY
  Long Island City, NY
  Forest Hills, NY
  Sunnyside, NY
  Astoria, NY
  Jackson Heights, NY
  Jackson Heights, NY
  Astoria, NY
  Corona, NY
  Astoria, NY
  Astoria, NY
  Brooklyn, NY
  Jackson Heights, NY
  Middle Village, NY
  Maspeth, NY
  Maspeth, NY
  Long Island City, NY
  Glendale, NY
  Corona, NY
  Elmhurst, NY
  Ozone Park, NY
  Forest Hills, NY
  Forest Hills, NY
  Forest Hills, NY
  Forest Hills, NY
  Forest Hills, NY
  Richmond Hill, NY
  Glendale, NY
  Kew Gardens, NY
  Woodhaven, NY
  Kew Gardens, NY
  Woodhaven, NY
  Brooklyn, NY
  Brooklyn, NY
• 2009-05-06 → 2012-10-01
  Chase Investment Services Corp.
  Jamaica, NY
  Jamaica Estates, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Riverside, CA
  Norco, CA
  Riverside, CA
  Corona, CA
  Riverside, CA
  Corona, CA
  Moreno Valley, CA
  Riverside, CA
  Redlands,, CA
  Riverside, CA
  Moreno Valley, CA
  Highland, CA
  Redlands, CA
  Highland, CA
  Moreno Valley, CA
  Riverside, CA
  Pomona, CA
  Chino, CA
  Chino Hills, CA
  Montclair, CA
  Chino, CA
  Chino Hills, CA
  Chino Hills, CA
  Chino Hills, CA
  Highland, CA
  Montclair, CA
  Highland, CA
  Eastvale, CA
  Upland, CA
  Fontana, CA
  Rancho Cucamonga, CA
  Upland, CA
  Eastvale, CA
  Ontario, CA
  Pomona, CA
  Chino Hills, CA
  San Bernardino, CA
  San Bernardino, CA
  Fontana, CA
  Claremont, CA
  Glendora, CA
  San Bernardino, CA
  Rancho Cucamonga, CA
  Rialto, CA
  Chino Hills, CA
  Azusa, CA
  Fontana, CA
  San Dimas, CA
  La Verne, CA
  Chino, CA
  Fontana, CA
  Chino, CA
  San Diego, CA
  San Diego, CA
  El Cajon, CA
  Alpine, CA
  Santee, CA
  El Cajon, CA
  El Cajon, CA
  La Mesa, CA
  San Diego, CA
  Lakeside, CA
  Spring Valley, CA
  La Mesa, CA
  Elmhurst, NY
  Corona, NY
  Glendale, NY
  Long Island City, NY
  Maspeth, NY
  Maspeth, NY
  Middle Village, NY
  Jackson Heights, NY
  Brooklyn, NY
  Astoria, NY
  Astoria, NY
  Corona, NY
  Astoria, NY
  Jackson Heights, NY
  Jackson Heights, NY
  Astoria, NY
  Queens, NY
  Forest Hills, NY
  Long Island City, NY
  Elmhurst, NY
  Maspeth, NY
  Ridgewood, NY
  Ridgewood, NY
  Astoria, NY
  Middle Village, NY
  Ridgewood, NY
  Sunnyside, NY
  Woodside, NY
  East Elmhurst, NY
  Corona, NY
  Corona, NY
  Middle Village, NY
  Rego Park, NY
  Long Island City, NY
  Rego Park, NY
  Astoria, NY
  New York, NY
  Baldwin Park, CA
  Adelanto, CA
  Glendora, CA
  New York, NY
  Moreno Valley, CA
  Calexico, CA
  Chula Vista, CA
  San Diego, CA
  Bonita, CA
  Chula Vista, CA
  San Diego, CA
  San Ysidro, CA
  Chula Vista, CA
  San Diego, CA
  National City, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Chula Vista, CA
  El Centro, CA
  Imperial Beach, CA
  San Diego, CA
  San Diego, CA
  Coronado, CA
  San Diego, CA
  San Diego, CA
  Chula Vista, CA
  Chula Vista, CA
  Chula Vista, CA
  Chula Vista, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2009-04-30
• S63 Uniform Securities Agent State Law Examination
  2006-08-15

Other Names

• William Esteban Romero
• William Esteban Romero
• William Esteban Romero
• William Romero