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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-04-28
TX RA APPROVED_RES 2016-02-03
  • LA RA
    APPROVED
    Since 2017-04-28
  • TX RA
    APPROVED_RES
    Since 2016-02-03

Branch Locations

2681 N Causeway Blvd, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mandeville LA 01/2016 Present
Bank Of America, N.A. Mandeville LA 01/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-01
S63 Uniform Securities Agent State Law Examination 2007-04-23
  • S65 Uniform Investment Adviser Law Examination
    2009-05-01
  • S63 Uniform Securities Agent State Law Examination
    2007-04-23
Other Names
  • Lauren Oriol Kuhn
  • Lauren Oriol Crosby

View on SEC IAPD

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