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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dk Security | Lansing | MI | 08/2016 | 12/2016 |
| Scottrade | Lansing | MI | 12/2016 | 02/2018 |
| Td Ameritrade, Inc. | Lansing | MI | 02/2018 | 01/2021 |
| Td Ameritrade Investment Management, Llc | Lansing | MI | 02/2018 | 01/2021 |
| Jpmorgan Securities, Llc | Dallas | TX | 01/2021 | Present |
| Jpmorgan Chase Bank Na | Dallas | TX | 01/2021 | Present |
| Scottrade Investment Management | Lansing | MI | 12/2016 | 02/2018 |
| Td Ameritrade | Lansing | MI | 12/2016 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-18 |
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