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13 Wolf Creek Suite 2, Swansea, IL 62226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-07-01 |
| IL | RA | APPROVED | 2015-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Archford Capital Strategies, Llc | Swansea | IL | 06/2015 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 07/2016 | 06/2023 |
| Private Client Services | Swansea | IL | 06/2023 | 01/2025 |
1) Foundation Board of Finance Committee; Southern Illinois College of Belleville. Oversees all investments as well as the expenditures of the foundation according to their bylaws. Member. 1 hr/mo; 1 during trading hrs. 2) Archord Capital Strategies, LLC. 13 Wolf Creek Dr, Ste 2, Swansea, IL 62226. RIA. 160 hrs/mo; 120 during trading hrs. 3) Fixed Insurance Product Sales. 13 Wolf Creek Dr, Ste 2, Swansea, IL 62226. Insurance Product Sales. 1 hr/mo; 1 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-09 |
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