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Current Employers
Northwest Financial Advisors Llc

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-02-13
  • VA RA
    APPROVED
    Since 2023-02-13

Branch Locations

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Campbell Wealth Management Alexandria VA 05/2018 05/2022
Lpl Financial Fort Mill SC 05/2014 05/2018
Madison Avenue Securities, Llc San Diego CA 06/2019 05/2022
Morgan Stanley Mclean VA 07/2022 09/2022
Northwest Financial Advisors Herndon VA 11/2022 Present
Lpl Financial Llc Herdon VA 11/2022 Present
Northwest Financial Advisors Herndon VA 11/2022 Present
  • 05/2018 → 05/2022
    Campbell Wealth Management
    Alexandria, VA
  • 05/2014 → 05/2018
    Lpl Financial
    Fort Mill, SC
  • 06/2019 → 05/2022
    Madison Avenue Securities, Llc
    San Diego, CA
  • 07/2022 → 09/2022
    Mclean, VA
  • 11/2022 → Present
    Northwest Financial Advisors
    Herndon, VA
  • 11/2022 → Present
    Lpl Financial Llc
    Herdon, VA
  • 11/2022 → Present
    Northwest Financial Advisors
    Herndon, VA
Previous Registrations
Other Businesses

1) 11/11/2022 - Northwest Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At report business location(s). 2) 11/11/2022 - Notary - State of VA - 03/16/2022 3) 05/05/2023 - Doordash - Not Investment Related - zip code 22315 - Outside/W-2 Employment - Part-time driver - Start Date 04/28/2023 - 20 Hours Per Month/0 Hours During Securities Trading 4) 10/11/2024 - Northwest Financial Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours per Month/ 40 Hours During Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2022-05-27
Other Names
  • Nakia Deborah Brown
  • Nakia D Brown
  • Nakia Brown

View on SEC IAPD

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