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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-02-13 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Campbell Wealth Management | Alexandria | VA | 05/2018 | 05/2022 |
| Lpl Financial | Fort Mill | SC | 05/2014 | 05/2018 |
| Madison Avenue Securities, Llc | San Diego | CA | 06/2019 | 05/2022 |
| Morgan Stanley | Mclean | VA | 07/2022 | 09/2022 |
| Northwest Financial Advisors | Herndon | VA | 11/2022 | Present |
| Lpl Financial Llc | Herdon | VA | 11/2022 | Present |
| Northwest Financial Advisors | Herndon | VA | 11/2022 | Present |
1) 11/11/2022 - Northwest Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At report business location(s). 2) 11/11/2022 - Notary - State of VA - 03/16/2022 3) 05/05/2023 - Doordash - Not Investment Related - zip code 22315 - Outside/W-2 Employment - Part-time driver - Start Date 04/28/2023 - 20 Hours Per Month/0 Hours During Securities Trading 4) 10/11/2024 - Northwest Financial Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours per Month/ 40 Hours During Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-27 |
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